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Mr. Smith is a Senior Vice President/ Financial Advisor in the Beverly Hills office of Hilltop Securities Inc. He is an active member of Hilltop Securities Leadership Council and is a previous member of Southwest Securities President's Council. Prior to the merger of M.L. Stern with Southwest Securities in 2008, he was Vice President and head of M.L. Stern's Retirement Department. He also worked for T. Rowe Price from 1992 to 1996 in their Retirement Plans Group. He has 25 years of investment experience and holds a bachelor's degree in business from Eckerd College.




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